Compliance

How Will RIAs Meet Increasing Compliance Challenges in 2025?
Strategic Management How Will RIAs Meet Increasing Compliance Challenges in 2025?

The landscape for Registered Investment Advisers (RIAs) is changing rapidly as regulatory demands continue to rise. Firms in 2025 are particularly facing mounting pressures to enhance their compliance procedures, driven primarily by the Securities and Exchange Commission (SEC). This article delves

The High Cost of Ignoring Regulatory Compliance: Risks and Penalties
Strategic Management The High Cost of Ignoring Regulatory Compliance: Risks and Penalties

Organizations are facing significant financial repercussions for non-compliance with regulatory standards such as HIPAA, GDPR, and CCPA. Non-compliance costs are 2.71 times higher than maintaining compliance programs, driven by fines, penalties, business disruptions, productivity losses, and

Can Middleware Modernize Legacy Systems in Private Market Firms?
Operations Can Middleware Modernize Legacy Systems in Private Market Firms?

The rapid technological advancements in financial services have highlighted the challenges posed by outdated legacy systems, especially in private market firms. These firms are increasingly seeking ways to modernize their processes to stay competitive and scalable. Gareth Lewis, Founder and

Can Leadership and Technology Transform Manufacturing Quality?
Operations Can Leadership and Technology Transform Manufacturing Quality?

The article "Resilient Manufacturing: Embedding Quality with Leadership and Technology" by Brian Martensen delves into the importance of quality control and management within manufacturing processes. Martensen, a Product Manager at Plex, emphasizes that quality is foundational to

Why SAP Leads Sales Performance Management into the Future
Human Resources Why SAP Leads Sales Performance Management into the Future

Sales Performance Management (SPM) solutions have become essential tools for sales organizations as they maneuver through rapidly changing market conditions. The increasing need for real-time visibility, accurate forecasting, and strategic planning underscores the urgency for effective SPM

Navigating CTC Mandates and Business Automation for Tax Efficiency
Strategic Management Navigating CTC Mandates and Business Automation for Tax Efficiency

Continuous Transaction Controls (CTC) mandates have become a pivotal requirement in the global commercial landscape, necessitating real-time submission of transactional data to government entities. With a growing emphasis on aligning these regulatory requirements with business automation, indirect

Loading

Subscribe to our weekly news digest.

Join now and become a part of our fast-growing community.

Invalid Email Address
Thanks for Subscribing!
We'll be sending you our best soon!
Something went wrong, please try again later